Alex Millett
Stockbroker
Alex started in the City 46 years ago on the London Metal Exchange, working for French conglomerate Pechiney, moving to Walker Crips in the early 80s, where he worked for eight years, ending as an SE member dealer, subsequently joining Durlacher, developing the traded options desk and owning a seat on the LIFFE market.
In 1992, Alex moved to Societe Generale in the investment division and then to Savoy Investment Management in 2003 as Head of New Issues for 8 years. Consequently, he became a Director at KW Investment Management and, latterly, a discretionary and advisory Portfolio Manager at Oberon Investment Management.
Through his futures and options knowledge, Alex became an early investor in bitcoin and crypto companies and has a deep understanding of Crypto and crypto-related shares.
+44 7956 281 038
alex.millett@oak-stockbrokers.com
Rachel Hardy – SMF1
Managing Director, GHC Capital Markets Limited
Fellow of the Chartered Institute of Securities and Investments.
Rachel has nearly 40 years’ experience in stockbroking and wealth management, having worked in private client firms before joining GHCCM to establish its clearing and custody functions. She retained CASS oversight (FCA CF10a) until 2017.
Over the last 30 years, Rachel has helped establish two stockbroking firms, leading FCA/FSA/SFA, LSE and HMRC authorisations, and creating operational policies, processes and procedures, including client money permissions. She also has extensive experience in system implementations and migrations.
At OAK Stockbrokers, Rachel is responsible for governance, risk and management across Private Client Stockbroking, Investment Management and Settlement Services, and plays a key role in the design and launch of new services.
+44 116 204 5500
Robert Ilic – SMF16, SMF17
Compliance Officer
Chartered Member of the Chartered Institute of Securities and Investment
Robert joined GHC Capital Markets in May 1998. During the last 28 years he has built up an extensive knowledge of the FCA (and previous regulator) Handbooks and rules. Working very closely with the Managing Director to jointly devise and implement strategies required (such as implementing the Senior Managers and Certification Regime and, more recently, the Consumer Duty). He has been heavily involved in the launch of the Model B and Corporate Broker services and continues to act as a regulatory sounding board for the MD.
At OAK Stockbrokers, Robert is responsible for Compliance Oversight and the regulated MRLO having been approved by the regulator to continue in both functions
+44 116 204 5500